Clients Bill of Rights
Quality of Service
You are entitled to a high level of proactive, courteous service from all associates at Maheras Wealth Management, Inc. At Maheras Wealth Management, Inc. we will develop a personal relationship with you through insightful communication highlighting our core beliefs, investment outlook and management philosophy. We will present portfolio reviews annually or as often as necessary, and be available to answer your questions as they arise.
Recommendations Based Upon Your Needs
You have the right to independent and unconflicted advice and recommendations based upon your defined needs, risk tolerances, and goals. Through holistic Wealth Planning, your needs are clearly defined and continually monitored.
You have the right to the strictest level of confidentiality with information provided to your Maheras Wealth Management team. Maheras Wealth Management, Inc. will protect all information to the highest standards outlined by LPL Financial, SEC, FINRA, state and regulatory agencies.
You have the right to a transparent relationship and to clearly know the costs for client portfolio management, transactions, and advisory services. All communications with Maheras Wealth Management, Inc. team strive to be clear and concise. If you have a question, it is our responsibility to answer it for you in an understandable way.
You have the right to prompt response from your Maheras Wealth Management team. As your Trusted Advisor, our goal is to provide you with information before the question arises, regardless of the medium used.
You have the right to continual education along your journey toward financial success. Through education, our team will project reasonable expectations and achievable scenarios in the development and constant monitoring of your Comprehensive Wealth Plan.
You have the right to receive best execution in all that we do. All interactions with Maheras Wealth Management operations team will be timely, precise, and promptly completed.
Your statements will identify all account positions held, cash receipts, and disbursements made through LPL Financial.